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Swift CSP-Assessor Exam Syllabus Topics:
| Topic | Details |
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| Topic 1 |
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| Topic 2 |
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| Topic 3 |
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NEW QUESTION # 15
Which authentication methods are possible on the Alliance Interfaces? (Choose all that apply.)
- A. Radius One-time password
- B. Password
- C. Password and TOTP
- D. LDAP Authentication
Answer: A,B,C,D
NEW QUESTION # 16
Where is the implementation of multi-factor authentication deemed sufficient to support control 4.2 compliance? (Choose all that apply.)
- A. When accessing an outsourcing agent or an L2BA Swift-related application
- B. When logging-in on an interface, a connector, or the system running such component
- C. When login on the jump server filtering access to local Swift secure zone
- D. On the General Operator PC used to access a Swift-related component
Answer: A,B,C,D
NEW QUESTION # 17
Select the components a SwiftNet Link (SNL) may communicate with. (Choose all that apply.)
- A. The Graphical User Interface
- B. The messaging interface (such as Alliance Access)
- C. The HSM device
- D. The VPN boxes
Answer: A,B,C
NEW QUESTION # 18
Which statement(s) is/are correct about the LSO/RSO accounts on a Swift Alliance Access? (Choose all that apply.)
- A. They are local Security Officers
- B. They are the business profiles that can sign the Swift financial transactions
- C. They are responsible for the configuration and management of the security functions of the server
- D. Their PKI certificates are stored either on a HSM Token or on a HSM-box
Answer: A,C,D
NEW QUESTION # 19
As a Swift CSP Certified Assessor, I left the listed provider and started to work independently. Can I continue to perform CSP assessments?
- A. [No, except if Swift formally provides you permission
- B. Yes. during the certification validity period
- C. No, this is not allowed
- D. Yes. but not as a Swift CSP Certified assessor
Answer: D
NEW QUESTION # 20
The cluster of VPN boxes is also called managed-customer premises equipment (M-CPE).
- A. TRUE
- B. FALSE
Answer: A
NEW QUESTION # 21
A Swift user has moved from one Service Bureau to another What are the obligations of the Swift user in the CSP context?
- A. To reflect that in the next attestation cycle
- B. To submit an updated attestation reflecting this change within 3 months
- C. To inform the SB certification office at Swift WW
- D. None if there is no impact in the architecture tope
Answer: B
NEW QUESTION # 22
The Swift user would like to perform their CSP assessment in May for the CSCF version that will only be active as from July the same year. Is it allowed?
- A. No, an assessment can only be done on the active version of the CSCF
- B. Yes, the assessment on a particular version can start before the actual activation date
Answer: A
NEW QUESTION # 23
Can an assessor re-use an ISAE 3000 report dating back 2 years to support an independent assessment?
- A. No, the SAE 3000 report is no valid surrogate as a rule
- B. Yes, provided there is no change to the Swift user's infrastructure
- C. Yes, there is no time limit for an iSAE 3000 report
- D. No, that is too old, the maximum is 18 months
Answer: D
NEW QUESTION # 24
The Swift secure zone is composed of a Swift connector, a middleware server and a back office system Is the selection of only one of the above components a representative sample based on the High-Level Test Plan (HLTP) guidelines?
- A. No
- B. Yes
Answer: A
NEW QUESTION # 25
From the outsourcing agent diagram, which components in the diagram are in scope and applicable for the Swift user.

- A. Components A and B
- B. Components C, D and E
- C. None of the above
- D. Components A, B, C, D and E
Answer: D
NEW QUESTION # 26
A Swift user uses an application integrating a sFTP client to push files to a service bureau sFTP server What architecture type is the Swift user? (Choose all that apply.)
- A. A4
- B. A3
- C. A1
- D. B
Answer: B,D
NEW QUESTION # 27
In the illustration, identify which components are in scope of the CSCF? (Choose all that apply.)

- A. Components A, B, K
- B. Components J, K, I
- C. Components F, G, H
- D. Components C, E, M
Answer: D
NEW QUESTION # 28
The Swift HSM boxes:
- A. Are located at the network partner premises and managed by Swift the network partner
- B. Are located at the Swift user premises and managed by the Swift user
- C. Are located at the Swift user premises and managed by Swift
- D. Are located at the network partner premises and managed by Swift
Answer: B
NEW QUESTION # 29
Which of the following statements best describe valid implementations when implementing control 2.9 Transaction Business Controls? (Choose all that apply.)
- A. Multiple measures must be implemented by the Swift user to validate the flows of transactions are in the bounds of the normal expected business
- B. Any solutions is acceptable so long as the CISO approves the implementation
- C. A customer designed implementation or a combination of different measures are deemed valid if they sufficiently mitigate the control risks
- D. Reliance on a recent business assessment or regulator response confirming the effectiveness of the control (as an example CPMI's_ requirement) is especially poignant to this control
Answer: A,C,D
NEW QUESTION # 30
What are the conditions required to permit reliance on the compliance conclusion of a control assessed in the previous year? (Choose all that apply.)
- A. The control-design and implementation are the same
- B. The control compliance conclusion must have already been relied on the past two years
- C. The previous assessment was performed on the (correct) CSCF version of the previous year
- D. The control definition has not changed
Answer: A,C,D
NEW QUESTION # 31
- A. Option B
- B. Option A
- C. 1. Customer Connector
2. Bridging Server (Middleware Server)
3. Customer Connector
4. Customer Connector - D. Option C
- E. Option D
- F. 1. Bridging Server (Middleware Server)
2. Bridging Server (Middleware Server)
3. Bridging Server (Middleware Server)
4. Bridging Server (Middleware Server) - G. 1. Customer Connector
2. Customer Connector
3. Customer Connector
4. Customer Connector - H. 1. Customer Connector
2. Bridging Server (Middleware Server)
3. Customer Connector
4. Bridging Server (Middleware Server)
Answer: B,H
NEW QUESTION # 32
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